The table below displays the number of non-derivative securities directly held by officers, directors and 10% shareholders as reflected in their most recent Section 16 filings.

Name Relationship/Title Total Held
Ferrigno Dean Chief Accounting Officer 127
Followwill Dorman Director 2,130
Henry Ji Director, See Remarks 1,841,577
Herde Kevin Executive VP and CFO 7,000
Ng George K. See Remarks 138,677
Shah Jaisim Director 112,633
Soon-Shiong Patrick Other --
Su Jeffrey Executive VP and COO 13,000
Wu Yue Alexander Director 5,000

* Represents ownership of less than 1% of total shares outstanding.

Copyright Morningstar